Laura Kim is a registered investment advisor, based in Los Angeles, CA, with 18 years of industry experience.
Location
1999 Avenue of the Stars Suite 3200, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hightower Securities, LLC
February 2022 - Present · 4 yrs 3 mos
Hightower Securities, LLCBroker
February 2022 - Present · 4 yrs 3 mos
Hightower Advisors, LLC
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Bel Air Securities LLCBroker
February 2016 - October 2021 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2008 - January 2016 · 7 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2008 - January 2016 · 7 yrs 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.