Karan Sood is a registered investment advisor, based in Mclean, VA, with 17 years of industry experience.
Location
8350 Broad St, Suite 240, Mclean, VA, 22102-5150
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Karan is the CEO and Portfolio Manager of Vest Financial LLC, an investment advisory firm, since 2012. This occupies nearly all of Karan's time.
Employment History
Current Registrations
Vest Securities, LLCBroker
May 2022 - Present · 4 yrs
Vest Financial LLC
December 2014 - Present · 11 yrs 5 mos
Previous Registrations
First Dominion Capital CORP.Broker
September 2016 - June 2022 · 5 yrs 9 mos
Matrix Capital Group, INC.Broker
September 2012 - October 2014 · 2 yrs 1 mo
Profunds Distributors, INC.Broker
May 2011 - June 2012 · 1 yr 1 mo
Barclays Capital INC.Broker
May 2007 - April 2010 · 2 yrs 11 mos
State Registrations8 states
AZCOKYOHTNTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.