David Wagner
David Wagner is a CFP-designated registered investment advisor at Tidecrest Wealth Management, LLC, based in Newport Beach, CA, with 19 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 101 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.5M | 0.95% |
| $2.5M - $5.0M | 0.85% |
| $5.0M - $7.5M | 0.75% |
| $7.5M - $10.0M | 0.70% |
| $10M+ | 0.70% |
Fees are negotiable based on account size and complexity. For assets allocated to private placements, that portion of clients assets shall be charges half of the advisory fee stated above that is in alignment with the value of the entire portfolio managed by TWM.
Fee Estimator
Location
888 San Clemente Drive, Suite 130, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is the treasurer for Brooke Wagner Design, Inc., an interior design business run by his wife, spending minimal time reviewing financials. He is also a general partner/managing member of CDM Coastal Holdings, LLC, a holding company, and the treasurer for Charitable CDM Girls Volleyball Foundation, dedicating a few hours per week to each.
Employment History
Current Registrations
Tidecrest Wealth Management, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.