DT
DT

Di Xiang Thigpen-Shankles

17 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
251 clients
Average Client Portfolio
$3.9M average
Assets Under Management
$975.9M

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.55%
$10.0M - $25.0M0.40%
$25M+0.40%

Fees negotiable above $25,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$20,000
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Location

800 Fifth Avenue, Suite 3800, Seattle, WA, 98104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Fulcrum Capital, LLC
April 2020 - Present · 5 yrs 10 mos
Previous Registrations
Viridian RIA, LLC
August 2018 - April 2020 · 1 yr 8 mos
Russell Investments
March 2016 - August 2018 · 2 yrs 5 mos
Russell Investments Financial Services, LLCBroker
October 2014 - August 2018 · 3 yrs 10 mos
Ameriprise Financial Services, INC.Broker
April 2013 - September 2014 · 1 yr 5 mos
Mutual of America Life Insurance CompanyBroker
October 2010 - March 2013 · 2 yrs 5 mos
Invesco Aim Distributors, INC.Broker
April 2007 - August 2009 · 2 yrs 4 mos
State Registrations1 state
WA
Advisor
Exams
No exam information available for this advisor.