Joel Frank is a registered investment advisor at Equilus Group INC, based in Wenatchee, WA, with 18 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 68 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.80% |
| $1.0M - $2.5M | 0.70% |
| $2.5M - $5.0M | 0.60% |
| $5M+ | 0.50% |
For trust financial services, the annual fee is 1.00% for trust assets up to $1 Million and 0.95% for trust assets over $1 Million. Fees are negotiable but cannot exceed the stated fee schedule.
Fee Estimator
Location
385 E Penny Road, Suite 101B, Wenatchee, WA, 98801
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2008Criminal
September 1992Other Business Activities
Joel is a co-managing member of Equilus Capital Partners LLC, a real estate investment business formed in 2017.
Employment History
Current Registrations
Equilus Group INC
Previous Registrations
Apex Advisory Group, INC.
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Nylife Securities LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.