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Joel Frank

Equilus Group INC
18 Years of Experience
Wenatchee, WA
2 Disclosures
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Joel Frank is a registered investment advisor at Equilus Group INC, based in Wenatchee, WA, with 18 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Education Planning, and 7 more. Their firm serves 86 clients with $26M in assets under management.

Equilus Group INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
86 clients
Average Client Portfolio
$299K average
Assets Under Management
$25.7M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K1.25%
$150K - $500K0.96%
$500K - $1.0M0.80%
$1.0M - $2.0M0.64%
$2.0M - $5.0M0.56%
$5.0M - $10.0M0.48%
$10.0M - $15.0M0.44%
$15.0M - $20.0M0.40%
$20.0M - $50.0M0.32%
$50M+0.24%

Fees are negotiable but cannot exceed the stated schedule. Trust assets have a separate fee schedule: 1.00% up to $1M and 0.95% over $1M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

385 E Penny Road, Suite 101B, Wenatchee, WA, 98801

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2008
Denied
Criminal
September 1992
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joel is a co-managing member of Equilus Capital Partners LLC, a real estate investment business formed in 2017.

Employment History
Current Registrations
Equilus Group INC
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
Apex Advisory Group, INC.
May 2016 - December 2019 · 3 yrs 7 mos
Princor Financial Services Corporation
October 2015 - April 2016 · 6 mos
Princor Financial Services CorporationBroker
July 2015 - April 2016 · 9 mos
MML Investors Services, LLC
June 2014 - July 2015 · 1 yr 1 mo
MML Investors Services, LLCBroker
June 2013 - July 2015 · 2 yrs 1 mo
Nylife Securities LLCBroker
March 2007 - May 2013 · 6 yrs 2 mos
State Registrations5 states
IDILINORWA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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