Xavier Allen
Xavier Allen is a registered investment advisor at Ameriprise Financial Services, LLC, based in Syosset, NY, with 16 years of industry experience. Xavier operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
6900 Jericho Tpke, Ste 201, Syosset, NY, 11791
Get directionsHistory
Regulatory History (2)
Judgment / Lien
December 2019Financial
September 2017Other Business Activities
Xavier works for Resource Management Partners, meeting with clients, dedicating about a quarter of his time to this role. He also coaches a 10th-grade girls' travel basketball program, spending a few hours per week on this activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, INC.
TD Ameritrade, INC.
Amerivest Investment Management, LLC
TD Ameritrade, INC.Broker
Ameriprise Financial Services, INC.Broker
MML Investors Services, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Hornor, Townsend & Kent, INC.
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.