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Gabriel Bustamante

19 Years of Experience
Coral Springs, FL
3 DisclosuresBrokerSells Insurance

Gabriel Bustamante is a registered investment advisor at MML Investors Services, LLC, based in Coral Springs, FL, with 19 years of industry experience. Gabriel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

11555 Heron Bay Blvd., Suite 200, Coral Springs, FL, 33076

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2019
Final
Regulatory
January 2019
Final
Regulatory
January 2007
Final
Other Business ActivitiesSells Insurance

Gabriel is an insurance agent since 2020, selling life insurance, fixed annuities, disability, long-term care, and health insurance. He dedicates minimal time to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
September 2019 - Present · 6 yrs 8 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Msi Financial Services, INC.Broker
February 2007 - March 2017 · 10 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
February 2007 - July 2007 · 5 mos
State Registrations10 states
CTFLGAMOMTNCNJOKPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.