Carol Chang
Carol Chang is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Foster City, CA, with 19 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Foster City, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carol sells equity indexed annuities through Avantax Insurance Agency LLC and also assists clients with life insurance, long-term care, and annuities through Avantax Insurance Agency and/or Avantax Insurance Services, dedicating a few hours per week to these activities. Carol also owns a rental property and is the Captain of the Half Moon Bay Women's Golf Club.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations2 states
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