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CFP

David Vigil

LPL Financial LLC
17 Years of Experience
Redding, CA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

David Vigil is a CFP-designated registered investment advisor at LPL Financial LLC, based in Redding, CA, with 17 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1890 Park Marina Dr Ste 102, Redding, CA, 96001

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2020
Final
Customer Dispute
April 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David operates Vigil Wealth Services as a DBA for his LPL business and Vigil Tax Services, where he works as an enrolled agent, spending about 10% of his time. David also owns rental property.

Employment History
Current Registrations
LPL Financial LLC
January 2025 - Present · 1 yr 9 mos
LPL Financial LLCBroker
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - January 2025 · 7 mos
Osaic Wealth, INC.
June 2024 - January 2025 · 7 mos
Securities America Advisors, INC.
August 2022 - June 2024 · 1 yr 10 mos
Securities America, INC.Broker
August 2022 - June 2024 · 1 yr 10 mos
Cetera Advisors LLC
February 2019 - August 2019 · 6 mos
Cetera Advisors LLCBroker
February 2019 - August 2019 · 6 mos
Cetera Investment Services LLCBroker
January 2019 - August 2022 · 3 yrs 7 mos
Cetera Investment Advisers LLC
January 2019 - August 2022 · 3 yrs 7 mos
Sorrento Pacific Financial, LLC
August 2018 - January 2019 · 5 mos
Sorrento Pacific Financial, LLCBroker
August 2018 - January 2019 · 5 mos
Wells Fargo Clearing Services, LLCBroker
November 2015 - August 2018 · 2 yrs 9 mos
Wells Fargo Clearing Services, LLC
November 2015 - August 2018 · 2 yrs 9 mos
LPL Financial LLCBroker
June 2013 - November 2015 · 2 yrs 5 mos
LPL Financial LLC
June 2013 - November 2015 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2011 - May 2013 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2011 - May 2013 · 1 yr 7 mos
Chase Investment Services CORP.
February 2011 - August 2011 · 6 mos
Chase Investment Services CORP.Broker
February 2011 - August 2011 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2010 - February 2011 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2010 - February 2011 · 7 mos
Banc of America Investment Services, INC.Broker
January 2007 - January 2009 · 2 yrs
State Registrations19 states
AKALARAZCACOFLGAHIIAIDMTNCNVORTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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