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CFP
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CFP

Michael Delia

LPL Financial LLC
19 Years of Experience
Greenville, NC
Broker
View SEC Summary
View SEC Summary

Michael Delia is a CFP-designated registered investment advisor at LPL Financial LLC, based in Greenville, NC, with 19 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

127-A Oakmont Drive, Greenville, NC, 27858

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is associated with Aspect Financial, LLC and Delia Financial Planning, LLC. He is also a passive owner of Aspect Wealth Management and Acera Wealth Management, both DBAs for his LPL business, and owns rental real estate. These activities require minimal time commitment.

Employment History
Current Registrations
LPL Financial LLC
December 2011 - Present · 14 yrs 10 mos
LPL Financial LLCBroker
December 2011 - Present · 14 yrs 10 mos
Previous Registrations
Edward Jones
March 2007 - December 2011 · 4 yrs 9 mos
Edward JonesBroker
February 2007 - December 2011 · 4 yrs 10 mos
State Registrations17 states
CACTFLGAMSNCNJNMNVNYOHOKRISDTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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