Mark Keitel is a registered investment advisor at Cetera Investment Advisers LLC, based in Tampa, FL, with 18 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
4128 W Kennedy Blvd, Tampa, FL, 33609
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2014 - Present · 12 yrs 5 mos
Cetera Investment Services LLCBroker
November 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Investment Services LLC
December 2013 - January 2014 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2012 - September 2013 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2012 - September 2013 · 1 yr 7 mos
Nylife Securities LLCBroker
March 2010 - January 2012 · 1 yr 10 mos
Nylife Securities LLCBroker
November 2009 - February 2010 · 3 mos
First Command Financial Planning, INC.
July 2009 - July 2009 · 0 mos
First Command Financial Planning, INC.Broker
June 2009 - July 2009 · 1 mo
First Command Financial Planning, INC.
February 2007 - June 2009 · 2 yrs 4 mos
First Command Financial Planning, INC.Broker
January 2007 - June 2009 · 2 yrs 5 mos
State Registrations9 states
ALFLGANCNVOHTXVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.