JN
JN

Janice Nichols

16 Years of Experience
Columbus, OH
Broker

Janice Nichols is a registered investment advisor at Nationwide Investment Advisors, LLC, based in Columbus, OH, with 16 years of industry experience. Janice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 270,365 clients with $16B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
398 advisors
Number of Clients
270,365 clients
Average Client Portfolio
$58K average
Assets Under Management
$15.7B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Nationwide Investment Advisors (NIA) offers investment management through ProAccount. Here's how the fees work:

  • Nationwide Retirement Program: You'll be charged up to 1.00% of your account balance annually. This fee is taken out of your account quarterly.
  • Nationwide Governmental and Institutional Plans: You'll be charged up to 0.65% of your account balance annually. This fee is also taken out of your account quarterly.

These fees are negotiable at the plan level. The fees are in addition to any other fees your retirement plan may charge.

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Location

One Nationwide Plaza, 03-07-202, Columbus, OH, 43215

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Nationwide Investment Advisors, LLC
November 2014 - Present · 11 yrs 6 mos
Nationwide Investment Services CorporationBroker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Fidelity Brokerage Services LLCBroker
July 2012 - November 2014 · 2 yrs 4 mos
Morgan Stanley Smith Barney LLC
February 2011 - October 2011 · 8 mos
Morgan Stanley Smith BarneyBroker
February 2011 - October 2011 · 8 mos
Key Investment Services LLC
February 2009 - July 2010 · 1 yr 5 mos
Key Investment Services LLCBroker
February 2009 - July 2010 · 1 yr 5 mos
Wamu Investments, INC.
May 2008 - February 2009 · 9 mos
Wamu Investments, INC.Broker
May 2008 - February 2009 · 9 mos
A. G. Edwards & Sons, INC.
August 2007 - January 2008 · 5 mos
A. G. Edwards & Sons, INC.Broker
July 2007 - January 2008 · 6 mos
State Registrations2 states
CAOH
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.