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Christopher Dennis

18 Years of Experience
Houston, TX
Broker

Christopher Dennis is a registered investment advisor at RBC Capital Markets, LLC, based in Houston, TX, with 18 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

2 Post Oak Central, 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX, 77056-3859

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
July 2025 - Present · 10 mos
RBC Capital Markets, LLC
July 2025 - Present · 10 mos
RBC Capital Markets, LLCBroker
July 2025 - Present · 10 mos
Previous Registrations
Morgan Stanley
December 2019 - June 2025 · 5 yrs 6 mos
Morgan StanleyBroker
December 2019 - June 2025 · 5 yrs 6 mos
Arkadios CapitalBroker
October 2017 - December 2019 · 2 yrs 2 mos
Acg Wealth INC.
November 2015 - December 2019 · 4 yrs 1 mo
Western International Securities, INC.Broker
March 2011 - October 2017 · 6 yrs 7 mos
Western International Securities
March 2011 - December 2015 · 4 yrs 9 mos
Western International Securities
February 2011 - February 2011 · 0 mos
Western International Securities, INC.Broker
February 2011 - February 2011 · 0 mos
Burnham Asset Management CORP
January 2011 - April 2011 · 3 mos
Burnham Securities INC.Broker
March 2010 - April 2011 · 1 yr 1 mo
Citigroup Global Markets INC.
July 2007 - August 2009 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
March 2007 - August 2009 · 2 yrs 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Dennis - Financial Advisor | TrueAdvisor