DC
DC

Douglas Campbell

18 Years of Experience
Coral Gables, FL
Broker

Douglas Campbell is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Coral Gables, FL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

355 Alhambra Cir, Office of Cao - Awl Local Markets Organization, Coral Gables, FL, 33134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2022 - Present · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2019 - Present · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Bofa Securities, INC.Broker
May 2019 - July 2019 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2015 - May 2019 · 3 yrs 11 mos
Citigroup Global Markets INC.Broker
May 2013 - June 2015 · 2 yrs 1 mo
Wells Fargo Advisors, LLCBroker
April 2007 - May 2013 · 6 yrs 1 mo
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.