Fausto Lopez is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1330 Post Oak Boulevard, Suite 900, Houston, TX, 77056
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2025 - Present · 9 mos
Morgan Stanley
August 2025 - Present · 9 mos
Previous Registrations
Advice and Planning Services
September 2023 - July 2025 · 1 yr 10 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
September 2023 - July 2025 · 1 yr 10 mos
J.P. Morgan Securities LLCBroker
April 2022 - May 2023 · 1 yr 1 mo
J.P. Morgan Securities LLC
April 2022 - May 2023 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2018 - April 2022 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2018 - April 2022 · 4 yrs 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.