Richard Dougherty
Richard Dougherty is a CFP-designated registered investment advisor at Uniting Wealth Partners, based in Rochester, NY, with 18 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 7 more. Their firm serves 854 clients with $930M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Wealth management fees range up to 2.00% annually based on factors such as the scope and complexity of services, the level of assets managed, and the overall relationship. Fees may be negotiable at the sole discretion of Uniting Wealth Partners.
Fee Estimator
Location
1441 Monroe Ave, Rochester, NY, 14618
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a licensed independent insurance agent selling commissionable insurance products, dedicating minimal time to this activity. He is also involved with Turkey Ridge Capital Partners as part of an investment group, but spends no time on this.
Employment History
Current Registrations
Uniting Wealth Partners
Previous Registrations
Naviter Wealth, LLC
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Melissa Siesto, ChFCEagle Strategies LLC
- Adam Magee, CFPWhitney & Company
- Anthony Vaccaro, CFPLPL Financial LLC
- Grace Stolberg, CFPO'keefe Stevens Advisory, INC.
- Corey Lare, CFASage, Rutty & CO., INC.
- Thomas Metzler, ChFCLPL Financial LLC