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CFP
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CFP

David Schwarz

Vanguard Advisers, INC.
17 Years of Experience
Malvern, PA
1 DisclosureBroker
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David Schwarz is a CFP-designated registered investment advisor at Vanguard Advisers, INC., based in Malvern, PA, with 17 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 791,528 clients with $340B in assets under management.

Vanguard Advisers, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2433 advisors
IM Fee
Planning only
Assets Under Management
$344.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Retirement plan consultation and financial plan (New model) — $250 for the consultation and plan, unless a lower fee was agreed upon with your plan sponsor.
  • Retirement plan consultation and financial plan (Legacy model for accounts $50,000 to $500,000) — $250, unless you qualify for a fee waiver (waivers apply if you have over $500,000 in total Vanguard assets or are over age 55).
  • Retirement plan consultation and financial plan (Legacy model for accounts under $50,000) — $1,000, unless you qualify for a fee waiver.
One-Time Plan:$250 - $1,000
View Full SEC Brochure

Location

100 Vanguard Boulevard, Malvern, PA, 19355

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History

Regulatory History (1)
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Customer Dispute
September 2019
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is a swim coach for the Suburban Seahawks Club since 2022, dedicating a few hours per week to this non-investment related activity.

Employment History
Current Registrations
Vanguard Advisers, INC.
August 2014 - Present · 12 yrs 2 mos
Vanguard Marketing Corporation
September 2012 - Present · 14 yrs 1 mo
Vanguard Marketing CorporationBroker
September 2012 - Present · 14 yrs 1 mo
Previous Registrations
Vanguard Marketing CorporationBroker
January 2007 - September 2010 · 3 yrs 8 mos
State Registrations2 states
PATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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