Scott Daily is a registered investment advisor at LPL Financial LLC, based in Ash Flat, AR, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
636 Ash Flat Dr, Ash Flat, AR, 72513
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2013Customer Dispute
February 2012Customer Dispute
June 2011Other Business Activities
Scott operates under the DBA FNBC Investment Services for his LPL business since 2018. He is also the President of Scott Daily Inc for tax/investment purposes, dedicating nearly full-time hours, and has outside employment with Myers Davis (State of Arkansas Medicaid Waiver), also dedicating nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Investment Professionals, INC.Broker
Investment Professionals, INC.
Edward Jones
Edward JonesBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.