Carl King is a registered investment advisor, based in North Bend, WA, with 17 years of industry experience.
Location
North Bend, WA
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Regulatory History (1)
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Criminal
September 1994Final Disposition
Employment History
Current Registrations
Invesco Distributors, INC.Broker
October 2024 - Present · 1 yr 7 mos
Invesco Distributors, INC.
October 2024 - Present · 1 yr 7 mos
Invesco Advisers, INC.
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Morgan Stanley
March 2022 - August 2024 · 2 yrs 5 mos
Morgan StanleyBroker
September 2015 - August 2024 · 8 yrs 11 mos
Symetra Securities, INC.Broker
May 2015 - August 2015 · 3 mos
Jackson National Life Distributors LLCBroker
October 2007 - January 2014 · 6 yrs 3 mos
AXA Advisors, LLCBroker
March 2007 - June 2007 · 3 mos
State Registrations3 states
FLTXWA
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.