Rosana Hernandez is a registered investment advisor, based in San Francisco, CA, with 11 years of industry experience.
Location
San Francisco, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rosana is the managing member/owner of Common Cause Capital LLC, a sustainability consulting firm. The business is currently dormant and requires minimal time.
Employment History
Current Registrations
Capfinancial Securities, LLC.
October 2024 - Present · 1 yr 7 mos
Capfinancial Securities, LLC.Broker
October 2024 - Present · 1 yr 7 mos
Captrust
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Common Cause Capital LLC
January 2022 - October 2022 · 9 mos
Morgan StanleyBroker
August 2020 - June 2021 · 10 mos
Voya Financial Partners, LLCBroker
September 2018 - July 2020 · 1 yr 10 mos
John Hancock Distributors LLCBroker
April 2017 - September 2018 · 1 yr 5 mos
John Hancock Distributors LLCBroker
March 2009 - April 2012 · 3 yrs 1 mo
John Hancock Distributors LLCBroker
February 2007 - March 2009 · 2 yrs 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.