Scott Johnson is a registered investment advisor, based in Mt Pleasant, IA, with 17 years of industry experience.
Location
1255 James Ave, Mt Pleasant, IA, 52641
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is an advisory representative of a Registered Investment Advisor (RIA) and an independent insurance agent for various independent insurance companies, dedicating about 10-20% of his time and a few hours per week respectively. He also serves as a board member for the Wayland Economic Development Committee and speaks on biblical topics.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
D.H. Hill Securities, LllpBroker
D.H. Hill Advisors, INC.
Brokers International Financial Services, LLC.Broker
Brokers Financial
Invest Financial Corporation
Invest Financial CorporationBroker
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.