RM
CFA · CFP
RM
CFA · CFP

Russell Martin

13 Years of Experience
New York, NY
Broker

Russell Martin is a CFA, CFP-designated registered investment advisor, based in New York, NY, with 13 years of industry experience.

Location

400 Park Avenue, 10th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cnr Securities, LLC
May 2014 - Present · 12 yrs
RBC Rochdale, LLC
May 2014 - Present · 12 yrs
Cnr Securities, LLCBroker
May 2014 - Present · 12 yrs
Previous Registrations
Charles Schwab & CO., INC.
December 2012 - May 2014 · 1 yr 5 mos
Charles Schwab & CO., INC.Broker
November 2012 - May 2014 · 1 yr 6 mos
State Registrations41 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Russell Martin - Financial Advisor | TrueAdvisor