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Pamela Prescott

18 Years of Experience
Richmond, VA
Broker

Pamela Prescott is a registered investment advisor at Raymond James & Associates, INC., based in Richmond, VA, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5820 Patterson Ave., Suite 100, Richmond, VA, 23226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
January 2026 - Present · 4 mos
Raymond James & Associates, INC.Broker
January 2026 - Present · 4 mos
Previous Registrations
Wells Fargo Advisors
August 2015 - January 2026 · 10 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
August 2015 - January 2026 · 10 yrs 5 mos
Thompson Davis Asset Management
May 2012 - August 2015 · 3 yrs 3 mos
Thompson Davis & CO., INC.Broker
May 2007 - August 2015 · 8 yrs 3 mos
State Registrations26 states
ALCACODCDEFLGAILKSLAMDMEMNMTNCNHNJNYORSCTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.