Robbie Montgomery is a registered investment advisor, based in Mandan, ND, with 19 years of industry experience.
Location
4431 Memorial Hwy, Mandan, ND, 58554
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robbie is an agent/broker for fixed insurance sales since 2015, dedicating a few hours per week. Robbie is also a financial professional at Lux Wealth Advisors, spending full-time hours on financial services.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 1 mo
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 1 mo
Previous Registrations
Securian Financial Services, INC.
July 2016 - August 2023 · 7 yrs 1 mo
Securian Financial Services, INC.Broker
February 2007 - August 2023 · 16 yrs 6 mos
State Registrations14 states
AZCACOFLMAMNMTNDNEORSDUTVAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.