Richard Dickinson is a registered investment advisor, based in Mystic, CT, with 18 years of industry experience.
Location
11 Main Street, Suite 214, Mystic, CT, 06355
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard co-owns rental real estate and dedicates minimal time to it. He is also an agent for non-variable insurance, spending a few hours per week on this activity, and operates under the DBAs Guided Financial Strategies for his LPL business.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Sunamerica Capital Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Signator Investors, INC.
Signator Investors, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.