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Benjamin Marshall

Ascentis Independent Advisors, LLC
19 Years of Experience
Lehi, UT
Sells Insurance
View SEC Summary
View SEC Summary

Benjamin Marshall is a CFP-designated registered investment advisor at Ascentis Independent Advisors, LLC, based in Lehi, UT, with 19 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 2,815 clients with $2.1B in assets under management.

Ascentis Independent Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
44 advisors
Number of Clients
2,815 clients
Average Client Portfolio
$744K average
Assets Under Management
$2.1B

Fee Structure

Planning is included in investment management (also available separately)

Ascentis Independent Advisors offers asset management and comprehensive portfolio management services. The maximum annual fee for these services is 2.00% of the value of your account, deducted quarterly in advance. Fees are negotiable. Ascentis may invest client assets in models created by affiliates, who could be compensated.

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Location

Lehi, UT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Benjamin sells fixed insurance products. This activity requires minimal time.

Employment History
Current Registrations
Ascentis Independent Advisors, LLC
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Townsquare Capital, LLC
November 2021 - May 2023 · 1 yr 6 mos
Drive Wealth Advisers
June 2017 - March 2022 · 4 yrs 9 mos
Bruce A. Lefavi Securities, INC.Broker
November 2015 - June 2017 · 1 yr 7 mos
Lefavi Wealth Management
November 2015 - June 2017 · 1 yr 7 mos
Integrated Wealth Strategies
April 2013 - November 2015 · 2 yrs 7 mos
Raymond James Financial Services Advisors, INC
January 2012 - April 2013 · 1 yr 3 mos
Raymond James Financial Services, INC.Broker
January 2012 - November 2015 · 3 yrs 10 mos
Securities America Advisors, INC.
April 2010 - January 2012 · 1 yr 9 mos
Securities America, INC.Broker
April 2010 - January 2012 · 1 yr 9 mos
Wells Fargo Advisors, LLCBroker
January 2008 - April 2010 · 2 yrs 3 mos
Wells Fargo Advisors, LLC
January 2008 - April 2010 · 2 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
October 2007 - January 2008 · 3 mos
A. G. Edwards & Sons, INC.
October 2007 - January 2008 · 3 mos
Wells Fargo Investments, LLC
April 2007 - October 2007 · 6 mos
Wells Fargo Investments, LLCBroker
March 2007 - October 2007 · 7 mos
State Registrations1 state
UT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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