JM
JM

John Mccabe

18 Years of Experience
Astoria, NY
1 DisclosureBroker

John Mccabe is a registered investment advisor at LPL Financial LLC, based in Astoria, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2910 Ditmars Blvd, Astoria, NY, 11105

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History

Regulatory History (1)
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Criminal
August 1995
Final Disposition
Other Business Activities

John operates his LPL business under the DBA Flagstar Wealth Services since February 2024. He is also a director at Waxhaw Soccer Club, spending about 10-20% of his time on this non-investment related activity.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 4 yrs 10 mos
LPL Financial LLCBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2020 - May 2021 · 11 mos
Cetera Investment Services LLCBroker
June 2020 - May 2021 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2013 - December 2019 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2013 - December 2019 · 6 yrs 8 mos
Wells Fargo Advisors, LLC
August 2007 - April 2013 · 5 yrs 8 mos
Wells Fargo Advisors, LLCBroker
June 2007 - April 2013 · 5 yrs 10 mos
State Registrations14 states
AZFLINMAMDNCNJNMNYOHPASCTNVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.