James Brunt is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 14 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
1290 Avenue of the Americas, New York, NY, 10104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
January 2021 - Present · 5 yrs 4 mos
Neuberger Berman Bd LLC
January 2021 - Present · 5 yrs 4 mos
Neuberger Berman Bd LLCBroker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Raymond James & Associates, INC.
April 2014 - December 2020 · 6 yrs 8 mos
Raymond James & Associates, INC.Broker
April 2014 - December 2020 · 6 yrs 8 mos
Morgan Stanley
August 2012 - April 2014 · 1 yr 8 mos
Morgan StanleyBroker
August 2011 - April 2014 · 2 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.