Stephen Clagett is a registered investment advisor, based in Bethesda, MD, with 13 years of industry experience.
Location
6901 Rockledge Drive, Suite 730, Bethesda, MD, 20817
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen is a sole proprietor involved in the import and resale of wholesale off-road gear and apparel since 2019. This activity takes minimal time.
Employment History
Current Registrations
Xml Securities
September 2021 - Present · 5 yrs
Xml Financial Group
September 2021 - Present · 5 yrs
Xml SecuritiesBroker
September 2021 - Present · 5 yrs
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
February 2019 - September 2021 · 2 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2012 - September 2021 · 9 yrs 5 mos
State Registrations5 states
FLILMDTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.