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Craig Ketcham

LPL Financial LLC
19 Years of Experience
Woodland Park, CO
1 DisclosureBroker
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Craig Ketcham is a registered investment advisor at LPL Financial LLC, based in Woodland Park, CO, with 19 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Woodland Park, CO

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History

Regulatory History (1)
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Customer Dispute
February 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Craig operates under several DBAs for his LPL business, including Colorado Financial Partners, LLC, Executive Wealth Strategies, and Investment Center Located at Credit Union of Colorado. He also owns Ute Mountain Armory, taking about half of Craig's time.

Employment History
Current Registrations
LPL Financial LLC
December 2011 - Present · 14 yrs 10 mos
LPL Financial LLCBroker
December 2011 - Present · 14 yrs 10 mos
Previous Registrations
Edward Jones
April 2007 - December 2011 · 4 yrs 8 mos
Edward JonesBroker
March 2007 - December 2011 · 4 yrs 9 mos
State Registrations22 states
AZCACOGAIDILLAMONJNMNVNYOHOKRISDTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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