CK
CK

Craig Ketcham

19 Years of Experience
Woodland Park, CO
1 DisclosureBroker

Craig Ketcham is a registered investment advisor at LPL Financial LLC, based in Woodland Park, CO, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

Woodland Park, CO

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Denied
Other Business Activities

Craig operates under several DBAs for his LPL business, including Colorado Financial Partners, LLC, Executive Wealth Strategies, and Investment Center Located at Credit Union of Colorado. He also owns Ute Mountain Armory, taking about half of Craig's time.

Employment History
Current Registrations
LPL Financial LLC
December 2011 - Present · 14 yrs 5 mos
LPL Financial LLCBroker
December 2011 - Present · 14 yrs 5 mos
Previous Registrations
Edward Jones
April 2007 - December 2011 · 4 yrs 8 mos
Edward JonesBroker
March 2007 - December 2011 · 4 yrs 9 mos
State Registrations22 states
AZCACOGAIDILLAMONJNMNVNYOHOKRISDTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Craig Ketcham - Financial Advisor | TrueAdvisor