Joan Holmes is a registered investment advisor, based in Omaha, NE, with 18 years of industry experience.
Location
14600 Branch St., Omaha, NE, 68154
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joan works as a registered admin for CWM, LLC DBA Carson Partners and Applied Financial Planning, providing operational support to clients (both activities take full-time). She also works as a notary public and owns rental property, dedicating minimal time to each.
Employment History
Current Registrations
Cwm, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Girard Securities, INC.
Girard Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.