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Eric Maloy

16 Years of Experience
Dallas, TX
1 DisclosureBroker

Eric Maloy is a registered investment advisor at Gladstone Management Corporation, based in Dallas, TX, with 16 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Real Estate Investing. Their firm serves 5 clients with $4.4B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$4.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

100 Crescent Court, Suite 700, Dallas, TX, 75201

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History

Regulatory History (1)
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Regulatory
November 2005
Final
Other Business Activities

Eric is a managing director for Gladstone Management Corporation (GMC), a registered investment advisor, since February 2018. He supports GMC's day-to-day operations as an investment advisor, dedicating nearly full-time hours to these activities.

Employment History
Current Registrations
Gladstone Management Corporation
October 2018 - Present · 7 yrs 7 mos
Gladstone Securities, LLCBroker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Mufg Securities Americas INC.Broker
April 2017 - July 2017 · 3 mos
Btmu Securities, INC.Broker
January 2016 - April 2017 · 1 yr 3 mos
Mitsubishi Ufj Securities (USA), INC.Broker
July 2012 - March 2016 · 3 yrs 8 mos
Banc of America Securities LLCBroker
February 2007 - July 2010 · 3 yrs 5 mos
State Registrations4 states
DEMDTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Maloy - Financial Advisor | TrueAdvisor