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Nicole Davis

Northwest Financial Advisors LLC
17 Years of Experience
Herndon, VA
Broker
View SEC Summary
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Nicole Davis is a registered investment advisor at Northwest Financial Advisors LLC, based in Herndon, VA, with 17 years of industry experience. Nicole is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,915 clients with $1.2B in assets under management.

Northwest Financial Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,915 clients
Average Client Portfolio
$650K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is up to 2.00% for standard programs and up to 1.00% advisory fee plus 0.35% program fee for Guided Wealth Portfolios. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

200 Spring Street, Suite 120, Herndon, VA, 20170

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole works as a registered investment advisor hybrid with Northwest Financial Advisors LLC, dedicating nearly full-time hours to securities trading. She also serves as Chief Compliance Officer for Northwest Financial Group LLC.

Employment History
Current Registrations
Northwest Financial Advisors LLC
June 2016 - Present · 10 yrs 4 mos
Northwest Financial Group LLCBroker
March 2016 - Present · 10 yrs 7 mos
LPL Financial LLCBroker
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
LPL Financial LLCBroker
December 2011 - August 2015 · 3 yrs 8 mos
Uvest Financial Services Group, INC.Broker
August 2009 - April 2012 · 2 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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