ND
ND

Nicole Evette Davis

16 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningInsurance PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
2,583 clients
Average Client Portfolio
$745K average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:None
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Location

200 Spring Street, Suite 120, Herndon, VA, 20170

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole works as a registered investment advisor hybrid with Northwest Financial Advisors LLC, dedicating nearly full-time hours to securities trading. She also serves as Chief Compliance Officer for Northwest Financial Group LLC.

Employment History
Current Registrations
Northwest Financial Advisors LLC
June 2016 - Present · 9 yrs 8 mos
Northwest Financial Group LLCBroker
March 2016 - Present · 9 yrs 11 mos
LPL Financial LLCBroker
August 2015 - Present · 10 yrs 6 mos
Previous Registrations
LPL Financial LLCBroker
December 2011 - August 2015 · 3 yrs 8 mos
Uvest Financial Services Group, INC.Broker
August 2009 - April 2012 · 2 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Nicole Evette Davis - Financial Advisor | TrueAdvisor