Christopher Smith is a registered investment advisor at Morgan Stanley, based in Jericho, NY, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Two Jericho Plaza, Jericho, NY, 11753
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
September 2011 - Present · 14 yrs 8 mos
Morgan Stanley
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
Hsbc Securities (USA) INC.Broker
April 2008 - October 2011 · 3 yrs 6 mos
Hsbc Securities (USA) INC.
April 2008 - October 2011 · 3 yrs 6 mos
David Lerner Associates, INC.Broker
February 2007 - April 2008 · 1 yr 2 mos
State Registrations27 states
AKAZCACOCTDEFLGAHIILINKYMAMDMIMNMTNCNDNJNMNVNYPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.