Mark Conway is a CFP-designated registered investment advisor, based in Kinston, NC, with 55 years of industry experience.
Location
2914 N Herritage St., Kinston, NC, 28501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is involved in several businesses, including real estate sales and property management through Conway & Company. He also sells and services property & casualty, health, and life insurance products, and works as an advisory representative of a registered investment advisor, CIRA, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Pw Securities, INC.Broker
Uslife Equity Sales CORP.Broker
Uslife Equity Sales CORPBroker
Hartford Equity Sales Company INC.Broker
Hartford Variable Annuity Life Life Insurance CompanyBroker
Cornerstone Financial Services, INC.Broker
Carolina Investors CORP.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.