CL
CFA
CL
CFA

Christopher Lakumb

19 Years of Experience
Vancouver, WA
Broker

Christopher Lakumb is a CFA-designated registered investment advisor at Rivernorth Capital Management, LLC, based in Vancouver, WA, with 19 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 32 clients with $6.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
9 advisors
IM Fee
Planning only
Assets Under Management
$6.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Vancouver, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher works as a portfolio specialist at Rivernorth Capital Management, dedicating full-time hours to this role. He also manages investments for his personal IRA through CRL Retirement, LLC and manages children's book sales through JCFA Industries, LLC, each requiring minimal time.

Employment History
Current Registrations
Rivernorth Capital Management, LLC
October 2013 - Present · 13 yrs
Alps Distributors, INC.
September 2013 - Present · 13 yrs 1 mo
Alps Distributors, INC.Broker
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Everbank Wealth Management
October 2012 - September 2013 · 11 mos
Evertrade Direct Brokerage, INC.Broker
October 2012 - September 2013 · 11 mos
Independent Financial Partners
February 2012 - November 2012 · 9 mos
LPL Financial LLCBroker
February 2012 - October 2012 · 8 mos
Alps Distributors, INC.Broker
May 2011 - February 2012 · 9 mos
Rivernorth Capital Management, LLC
July 2009 - February 2012 · 2 yrs 7 mos
Interocean Wealth Management LLC
February 2007 - June 2009 · 2 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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