James Snellen is a CFP, ChFC-designated registered investment advisor, based in Nashville, TN, with 15 years of industry experience.
Location
Nashville, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent insurance agent for various companies through Bluegrass Financial Partners, dedicating about a third of his time to this and minimal time to trading. He is also an advisory representative of an RIA, CIRA, spending a significant amount of time on advisory and trading activities, and owns real estate through Snellen Investment Holdings, requiring minimal time. Additionally, James works for H&R Block providing tax services, which takes about a quarter of his time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.