Carlos Gonzalez is a registered investment advisor at Sequoia Financial Group, L.L.C., based in Berwyn, PA, with 16 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 8,771 clients with $23B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sequoia Financial Advisors charges for investment management services as a percentage of the value of your investments or as a fixed retainer. The exact fee is negotiable based on your financial situation, the amount you invest, and the complexity of the services provided. Fees are billed either quarterly in advance, quarterly in arrears, or monthly in advance. Sequoia may also recommend that clients invest in an affiliated exchange traded fund, which creates a conflict of interest.
Location
1205 Westlakes Dr., Suite 270, Berwyn, PA, 19312
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Carlos is a sole proprietor/owner and partner at KCG Capital LLC, a real estate business in Dallas, TX, since September 2019. He dedicates minimal time to this activity during and after business hours.
Employment History
Current Registrations
Sequoia Financial Group, L.L.C.
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Sg Americas Securities, LLCBroker
Ing Financial Markets LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.