BK
BK

Brett Krausse

15 Years of Experience
Santa Maria, CA
Broker

Brett Krausse is a registered investment advisor at Morgan Stanley, based in Santa Maria, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2005 South Broadway, Santa Maria, CA, 93454

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brett is the sole proprietor/owner of Brett Krausse Publishing since April 2021. He spends minimal time on this investment-related publishing business.

Employment History
Current Registrations
Morgan StanleyBroker
June 2023 - Present · 2 yrs 11 mos
Morgan Stanley
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2014 - July 2023 · 9 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
February 2014 - July 2023 · 9 yrs 5 mos
Morgan Stanley
December 2010 - March 2014 · 3 yrs 3 mos
Morgan StanleyBroker
November 2010 - March 2014 · 3 yrs 4 mos
State Registrations13 states
AKALAZCACOFLHINHNVORPAUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brett Krausse - Financial Advisor | TrueAdvisor