Susan Whitlock
Susan Whitlock is a registered investment advisor at Namcoa, based in Mooresville, NC, with 14 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 584 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable and typically subject to a maximum of 2% per year.
Fee Estimator
Location
107 Kilson Dr., Ste 206, Mooresville, NC, 28117
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Regulatory History (1)
Regulatory
January 2017Other Business ActivitiesSells Insurance
Susan is a 100% owner of Templar Accounting & Business Services, Inc. since 2006, providing tax preparation and advice, dedicating minimal time outside of tax season. She is also a 50% owner of RIA Sources, LLC, providing HR and payroll services, and Infinite Wealth Advisors, LLC, where she provides controller responsibilities, financial planning, and investment advice, and is a member of Wicked Holdings, LLC.
Employment History
Current Registrations
Namcoa
Previous Registrations
Bay Colony Advisors
Main Street Advisors, LLC
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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