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Shannon Mcginty

17 Years of Experience
Minneapolis, MN
Broker

Shannon Mcginty is a registered investment advisor, based in Minneapolis, MN, with 17 years of industry experience.

Location

2701 University Ave Se, Minneapolis, MN, 55414

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Shannon is a financial professional with North Star Resource Group, providing financial services since August 2023. This requires minimal time.

Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
February 2018 - August 2023 · 5 yrs 6 mos
Cri Securities, LLC
February 2018 - October 2021 · 3 yrs 8 mos
Cri Securities, LLCBroker
February 2018 - October 2021 · 3 yrs 8 mos
Securian Financial Services, INC.Broker
January 2018 - August 2023 · 5 yrs 7 mos
Ameriprise Financial Services, INC.
June 2011 - June 2017 · 6 yrs
Ameriprise Financial Services, INC.Broker
February 2008 - June 2017 · 9 yrs 4 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.