DM
DM

Derek Maupin

17 Years of Experience
Broker

Derek Maupin is a registered investment advisor at Hodges Capital Management INC, based in Dallas, TX, with 17 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 448 clients with $1.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
10 advisors
Number of Clients
448 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Hodges Capital Management's fees for investment management are based on a percentage of your portfolio, ranging from 0.30% to 1.50% per year. The specific fee depends on the type of account and the investment strategy used. Fees may be negotiable.

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Location

2905 Maple Ave, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hodges Capital Management INC
June 2013 - Present · 12 yrs 10 mos
First Dallas Securities IncorporatedBroker
May 2010 - Present · 15 yrs 11 mos
Previous Registrations
First Dallas Securities, INC.
February 2011 - August 2013 · 2 yrs 6 mos
Edward Jones
May 2007 - March 2009 · 1 yr 10 mos
Edward JonesBroker
March 2007 - March 2009 · 2 yrs
State Registrations5 states
ARFLNMOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.