Derek Maupin is a registered investment advisor at Hodges Capital Management INC, based in Dallas, TX, with 18 years of industry experience. Derek is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 448 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees typically range from 0.30% to 1.50% depending on the specific program, strategy, and asset class. Fees are individually negotiated.
Fee Estimator
Location
2905 Maple Ave, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hodges Capital Management INC
First Dallas Securities IncorporatedBroker
Previous Registrations
First Dallas Securities, INC.
Edward Jones
Edward JonesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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