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Justin Swiderski
9 Years of Experience
Southampton, NY
2 Disclosures
Justin Swiderski is a registered investment advisor at Palm Capital Group LLC, based in Southampton, NY, with 9 years of industry experience. Justin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 27 clients with $48M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
27 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$47.6M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 3.33% |
| $1.0M - $5.0M | 2.50% |
| $5.0M - $10.0M | 2.00% |
| $10M+ | 1.65% |
Fees are negotiable. Firm also offers performance-based fees for certain accounts, calculated as 33% of the annualized account profit, subject to a high water mark, for qualified clients.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Southampton, NY
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2016Settled
Employment Separation After Allegations
June 2012Employment History
Current Registrations
Palm Capital Group LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Palm Capital Group LLC
November 2021 - December 2021 · 1 mo
Wilmington Capital Securities, LLCBroker
July 2015 - September 2016 · 1 yr 2 mos
Forefront Capital Markets LLCBroker
March 2015 - July 2015 · 4 mos
Legend Securities, INC.Broker
July 2012 - December 2014 · 2 yrs 5 mos
Empire Asset Management CompanyBroker
July 2010 - June 2012 · 1 yr 11 mos
Chicago Investment Group, LLCBroker
January 2009 - July 2010 · 1 yr 6 mos
Joseph Stevens & Company, INC.Broker
March 2007 - April 2008 · 1 yr 1 mo
The Concord Equity Group, LLCBroker
February 2007 - March 2007 · 1 mo
State Registrations1 state
NY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.