JG
JG

Jan Galvez

18 Years of Experience
New York, NY
Broker

Jan Galvez is a registered investment advisor, based in New York, NY, with 18 years of industry experience.

Location

1177 Avenue of the Americas, 5th Floor, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jan works as a financial professional for Narra Wealth Management, dedicating nearly full-time hours to providing financial services. Jan also serves as Chief Operations Officer for Virtual New York ARTCC, an aviation education organization, spending minimal time on this role.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
March 2025 - Present · 1 yr 2 mos
Cetera Investment Advisers LLC
March 2025 - Present · 1 yr 2 mos
Cetera Wealth Services, LLC
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Oppenheimer & CO. INC.
April 2018 - April 2025 · 7 yrs
Oppenheimer & CO. INC.Broker
April 2018 - April 2025 · 7 yrs
Capital One Advisors, LLC
May 2015 - April 2018 · 2 yrs 11 mos
Capital One Investing, LLCBroker
April 2015 - April 2018 · 3 yrs
J.P. Morgan Securities LLCBroker
October 2012 - March 2015 · 2 yrs 5 mos
J.P. Morgan Securities LLC
October 2012 - March 2015 · 2 yrs 5 mos
Chase Investment Services CORP.
July 2008 - October 2012 · 4 yrs 3 mos
Chase Investment Services CORP.Broker
March 2007 - October 2012 · 5 yrs 7 mos
State Registrations8 states
CACTFLNJNVNYOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jan Galvez - Financial Advisor | TrueAdvisor