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Eric Sorenson

18 Years of Experience
New Orleans, LA
Broker

Eric Sorenson is a registered investment advisor at Cetera Investment Advisers LLC, based in New Orleans, LA, with 18 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

701 Poydras Street, New Orleans, LA, 70139

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric is the president and owner of Frontier Entertainment LLC, where he is marketing a book he wrote. This activity takes place after normal business hours and does not involve clients.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.
February 2013 - August 2022 · 9 yrs 6 mos
Hancock Whitney Investment Services INC.Broker
February 2013 - August 2022 · 9 yrs 6 mos
Chase Investment Services CORP.
January 2011 - July 2012 · 1 yr 6 mos
Chase Investment Services CORP.Broker
March 2007 - July 2012 · 5 yrs 4 mos
State Registrations2 states
LAMS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Sorenson - Financial Advisor | TrueAdvisor