Heather Martin is a registered investment advisor at Morgan Stanley, based in York, ME, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
York, ME
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2023 - Present · 2 yrs 11 mos
Morgan Stanley
July 2022 - Present · 4 yrs 2 mos
Morgan StanleyBroker
July 2022 - Present · 4 yrs 2 mos
Previous Registrations
E*trade Securities LLCBroker
May 2018 - September 2023 · 5 yrs 4 mos
Stockcross Financial Services, INC.Broker
February 2014 - January 2018 · 3 yrs 11 mos
E*trade Securities LLCBroker
January 2010 - May 2013 · 3 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.