Tristan Bolton is a registered investment advisor at LPL Financial LLC, based in Lafayette, CA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
251 Lafayette Cir Ste 320, Lafayette, CA, 94549
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Tristan is involved in several investment-related activities, including DBAs for LPL business and providing investment advisory services through Mariner Independent Advisor Network, LLC. He dedicates a significant amount of time to these activities, including full-time hours to Mariner Independent Advisor Network.
Employment History
Current Registrations
LPL Financial LLC
Mariner Advisor Network
LPL Financial LLCBroker
Previous Registrations
Lion Street Advisors, LLC
Lion Street Financial, LLCBroker
Waddell & Reed
Waddell & ReedBroker
LPL Financial LLCBroker
LPL Financial LLC
Assetmark Brokerage, LLCBroker
Capital Brokerage CorporationBroker
Assetmark, INC.
Capital Brokerage CorporationBroker
H.D. Vest Investment ServicesBroker
John Hancock Distributors LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.