Peter Ashby is a CFP-designated registered investment advisor, based in Sacramento, CA, with 19 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold.
Location
740 University Avenue, Sacramento, CA, 95825
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
February 2021 - Present · 5 yrs 8 mos
Captrust
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Genovese Burford & Brothers Wealth and Retirement Plan Mgmt, LLC
December 2016 - March 2021 · 4 yrs 3 mos
Royal Alliance Associates, INC.
September 2016 - October 2016 · 1 mo
Royal Alliance Associates, INC.Broker
September 2016 - March 2021 · 4 yrs 6 mos
Adams Ashby Financial Advisors
April 2009 - October 2016 · 7 yrs 6 mos
Citigroup Global Markets INC.
June 2007 - April 2009 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
April 2007 - April 2009 · 2 yrs
State Registrations3 states
CATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Jevon Webster, CFPInspire Advisors, LLC
- Paige Farrell, CFPEndeavor Financial Planning
- James Dillon, CFPIndependent Financial Group, LLC
- Ryan Triplett, CFP, ChFCBoyd Wealth Management, LLC
- Michael Baril, CFPStrategic Advisers LLC
- Hardeep Singh, CFPPk Wealth Advisors