JR
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Janice Ray

18 Years of Experience
Winter Park, FL
Broker

Janice Ray is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Winter Park, FL, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1560 Orange Avenue, Suite 650, Winter Park, FL, 32789

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Janice works as a professor/teacher for Marion County Public Schools since March 2023, dedicating about 10-20% of her time. She also owns Ray Behavioral Wealth PLLC, spending minimal time on affiliated responsibilities to maintain the PLLC within Raymond James Financial Services guidelines.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2017 - Present · 8 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
Raymond James & Associates, INC.
December 2011 - October 2017 · 5 yrs 10 mos
Raymond James & Associates, INC.Broker
October 2011 - October 2017 · 6 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - November 2011 · 2 yrs 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2011 · 2 yrs 5 mos
Citigroup Global Markets INC.
September 2007 - June 2009 · 1 yr 9 mos
Citigroup Global Markets INC.Broker
May 2007 - June 2009 · 2 yrs 1 mo
State Registrations3 states
FLMIOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.