William Pollak
William Pollak is a registered investment advisor at LPL Financial LLC, based in Walnut Creek, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1990 N California Blvd Ste 302, Walnut Creek, CA, 94596-3788
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Regulatory History (1)
Customer Dispute
January 2016Other Business ActivitiesSells Insurance
William operates under the DBA Itineris Financial Advisors. He also engages in non-variable insurance activities, but dedicates no time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.